LeGaye Law Firm - Financial & Regulatory Compliance
Tel: 281.367.2454
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2014 SILA National Education Conference – Anaheim, CA

October 6, 2014PresentationsCyber Security, LeGaye Law FirmDaniel LeGaye

2014 SILA National Education Conference – Anaheim, CA

General Session – Cyber Security & Data Protection

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← Treasury Regulations Implemented to Address FATCA Impact Broker-Dealers and Investment Advisers New Proposed AML Customer Due Diligence Requirements →

Legal Alerts

  • DOL Rule in Limbo, But Not Best Interest Standard
  • FINRA Updates Remote Branch Inspection Guidance

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2002 Timberloch Drive, Suite 200
The Woodlands, TX 77380
Tel: (281) 367-2454
Fax: (866) 338-6353
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