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Deadline for 2015 FINRA Risk Control Assessment Extended

July 31, 2015

« Notice of Annual Meeting of FINRA Firms
Comment Period Ends on Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public) »

FINRA has extended the deadline to complete the voluntary 2015 Risk Control Assessment (RCA) survey to July 31, 2015.

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Details

Date:: July 31, 2015
Event Category:: Compliance
Event Tags:: FINRA, Risk Control Assessment

Organizer

: FINRA
: View Organizer Website

« Notice of Annual Meeting of FINRA Firms
Comment Period Ends on Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public) »

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