This event has passed.

Net Capital Computation (Month ending 09/30/2015)

Name: Net Capital Computation (Month ending 09/30/2015)
Start: 2015-10-23T00:00:00-05:00
End: 2015-10-23T23:59:59-05:00

October 23, 2015

In accordance with SEC Rule 15c3-1, each broker/dealer registered pursuant to Section 15 of the Act must have evidence of the computation of net capital monthly. That computation should be completed and approved by the FINOP within 17 business days after the end of each month.

Details

Date:: October 23, 2015
Event Category:: Regulatory Financial
Event Tags:: net cap, SEC Rule 15c3-1