Loading Events

« All Events

  • This event has passed.

SEC Comment Period for FINRA Rule 7730

June 12, 2017

The SEC requests comment on FINRA’s proposal to amend FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE)) to reduce the delay period applicable to the Historic Corporate Bond Data Set, the Historic Agency Data Set, and Rule 144A transactions in corresponding securities from 18 months to six months. The comment period expires June 12, 2017. See the Federal Register notice.

Details

Date:
June 12, 2017
Event Category:
Event Tags:
Website:
www.finra.org
Copyright© 2024 The LeGaye Law Firm P.C.