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FINRA Boot Camp – District 2 – Del Mar, California

October 5, 2017 @ 9:00 am - 1:00 pm

Half-day Compliance Boot Camps focus on basic regulatory requirements and compliance responsibilities. Participants are required to complete approximately three hours of assigned pre-course readings and online coursework prior to attending the session. Pre-course work is assigned and distributed approximately one week before the session. This course is designed for compliance professionals who are new to the role or those looking to reinforce their understanding of regulatory requirements and compliance responsibilities.

2 – Los Angeles October 5, 2017

9 a.m. – 1 p.m.

Hilton San Diego Del Mar

15575 Jimmy Durante Blvd.
Del Mar, CA 92014
(858) 792-5200

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$195 Register

 

Details

Date:
October 5, 2017
Time:
9:00 am - 1:00 pm
Event Category:
Event Tags:
Website:
www.finra.org

Organizer

FINRA Los Angeles

Venue

Hilton Del Mar
15575 Jimmy Durante Blvd.
Del Mar, CA 92014 United States
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Phone
858-792-5200
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