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FINRA 2018 Renewal Program

Name: FINRA 2018 Renewal Program
Start: 2017-11-01T00:00:00-05:00
End: 2017-11-01T23:59:59-05:00

November 1, 2017

Firms may begin submitting post-dated Form BDW and ADV-W filings via Web CRD/IARD. Registrations terminated by post-dated filings submitted by 11 p.m., Eastern Time (ET), November 10, 2017, do not appear on the firm’s Preliminary Statement. The only allowed date for post-dated filings is December 31, 2017.

Details

Date:: November 1, 2017
Event Categories:: Compliance, Registration & Licensing
Event Tags:: 2018, Renewal