Loading Events

« All Events

  • This event has passed.

Quarterly Form Custody (Quarter ended 6/30/2020)

July 24, 2020

A broker-dealerĀ  must file Form Custody with FINRA via the Gateway within 17 business days after the end of each calendar quarter.

Details

Date:
July 24, 2020
Event Category:
Event Tags:
Website:
https://www.law.cornell.edu/cfr/text/17/240.17a-5

Organizer

FINRA
View Organizer Website
Copyright© 2024 The LeGaye Law Firm P.C.