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SIPC 7 Assessment (Fiscal year ending August 31, 2021)

Name: SIPC 7 Assessment (Fiscal year ending August 31, 2021)
Start: 2021-10-30T00:00:00-05:00
End: 2021-10-30T23:59:59-05:00

October 30, 2021

Members of SIPC are required to pay an assessment on Net Operating Revenue as defined by the SIPC By Laws Article VI. The SIPC 7 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.

Details

Date:: October 30, 2021
Event Category:: Regulatory Financial
Event Tags:: SIPC 7
Website:: https://www.sipc.org/for-members/filing-forms

Organizer

: FINRA
: View Organizer Website