Quarterly SSOI Supplemental FOCUS Information (Quarter ending 9/30/12) FINRA Rule 4524
FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. … Continue reading Quarterly SSOI Supplemental FOCUS Information (Quarter ending 9/30/12) FINRA Rule 4524