FINRA periodically reviews the content of qualification examinations to determine whether revisions are necessary or appropriate in view of changes—including changes to the laws, rules and regulations—pertaining to the subject … Continue reading Regulatory Notice 13-28: FINRA Revises the Series 16 Examination Program →

Effective October 28, 2013, new entitlement privileges will be added to Web CRD/IARD as additional safeguards to viewing sensitive or confidential data. Please review the entitlement privileges page to learn … Continue reading New Entitlement Privileges for Web CRD/IARD →