The CFTC Recordkeeping rules came into effect earlier this year. Hear from industry experts on what you need to know to ensure your firm is in compliance.  Topics include: CFTC … Continue reading SIFMA Event: New CFTC Voice Recording & Recordkeeping Rules →

The Municipal Securities Rulemaking Board (MSRB) will host a public education and outreach seminar for municipal market professionals in Atlanta, Georgia on January 28, 2014. The MSRB, which oversees the … Continue reading MSRB Event: Public Education & Outreach Seminar in Atlanta →