Regional Compliance Events Midwest Des Moines, IA: Compliance Meeting: August 26

The Municipal Securities Rulemaking Board’s (MSRB) request for approval from the Securities and Exchange Commission (SEC) of a proposal to amend MSRB Rule G-3 has been published in the Federal … Continue reading MSRB Deadline for Comments to Rule Change Request for Rule G-3 →

The Municipal Securities Rulemaking Board’s (MSRB) request for approval from the Securities and Exchange Commission (SEC) of proposed MSRB Rule G-44, on supervision and compliance obligations of municipal advisors, and … Continue reading MSRB Request for Approval from SEC of proposed Rule G-44 has been published in the Federal Register →