SIFMA Compliance & Legal Society Charlotte Regional Seminar 2014
www.sifma.org/cl-charlotte2014/ This one day seminar will feature presentations by leading securities regulators and industry professionals.
www.sifma.org/cl-charlotte2014/ This one day seminar will feature presentations by leading securities regulators and industry professionals.
2014 Foundations of Web CRD/IARD Schedule & How to Register There are three ways to register: online, fax, or mail. Online registration is for credit card transactions only. Dates Fee Location September … Continue reading FINRA Foundations of Web CRD/IARD Training