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2015 FINRA South Region Compliance Seminar
December 2, 2015 - December 3, 2015
The South Region Compliance Seminar is conducted to help firms and their associated persons better understand current industry and regulatory issues. Throughout the event, staff members from the Atlanta, Boca Raton, Dallas and New Orleans offices, as well as other FINRA senior staff, will be available to discuss matters of interest with you. – See more at: Registration Information