There are three ways to register: online, fax, or mail. Online registration is for credit card transactions only. Dates Fee Location June 21 - 22 (8 a.m. to 5 p.m., … Continue reading FINRA Foundations of Web CRD/IARD Training
FINRA's Registration and Disclosure (RAD) Training team offers several training solutions designed for those at broker-dealer or joint broker-dealer/investment adviser firms. Training types include: Foundations of Web CRD/IARD Training (next … Continue reading FINRA’s RAD Training Offerings
During this free webinar, Municipal Securities Rulemaking Board (MSRB) staff will discuss the recently published guidance on the application of MSRB rules to solicitor municipal advisors. Under the MSRB's mandate … Continue reading MSRB Webinar: Municipal Advisor Solicitor Guidance