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Compliance Boot Camp – District 3 Denver

September 22, 2017 @ 8:30 am - 1:00 pm

Half-day Compliance Boot Camps focus on basic regulatory requirements and compliance responsibilities. Participants are required to complete approximately three hours of assigned pre-course readings and online coursework prior to attending the session. Pre-course work is assigned and distributed approximately one week before the session. This course is designed for compliance professionals who are new to the role or those looking to reinforce their understanding of regulatory requirements and compliance responsibilities.

3 – Denver September 22, 2017

8:30 a.m. – 1 p.m.

Hilton Garden Inn -Denver Tech Center

7675 E. Union Ave.
Denver, CO 80237
(303) 770-4200

  • Effective Practices for Working With Senior Investors
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$195 Register

Details

Date:
September 22, 2017
Time:
8:30 am - 1:00 pm
Event Category:
Event Tags:
Website:
www.finra.org

Organizer

FINRA Denver District Office

Venue

Hilton Garden Inn – Denver Tech
7675 E. Union Avenue
Denver, CO 80237 United States
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Phone
303-770-4200
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