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Dissemination of Qualified Trade Reporting

Name: Dissemination of Qualified Trade Reporting
Start: 2015-11-16T00:00:00-06:00
End: 2015-11-16T23:59:59-06:00

November 16, 2015

Effective November 16, 2015, over-the-counter transactions in NMS stocks that are reported to FINRA as qualified contingent trades (QCTs) will be identified as such for purposes of public dissemination. This change affects dissemination only; firms are not required to change the way they report QCTs to FINRA.

To read the full Trade Reporting Notice, click here.

Details

Date:: November 16, 2015
Event Category:: Regulatory Notice
Event Tags:: FINRA, Trade Reporting, Trade Reporting Notice