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FINRA District Compliance Meeting – Raleigh N.C.

Name: FINRA District Compliance Meeting – Raleigh N.C.
Start: 2016-06-16T09:00:00-05:00
End: 2016-06-16T12:00:00-05:00
Location: Hilton North Raleigh Midtown

June 16, 2016 @ 9:00 am - 12:00 pm

June 16, 2016

9:00 a.m. – 12:00 p.m.

District Compliance Meeting

Raleigh, NC

Hilton North Raleigh Midtown
3415 Wake Forest Road
Raleigh, NC 27609

FREE

Topics Include:

Regulatory Priorities
Conflicts of Interest
Compliance and Legal Trends – Cybersecurity

Speaker:

Daniel Stefek, Associate Vice President and Director, FINRA Atlanta District Office

Details

Date:: June 16, 2016
Time:: 9:00 am - 12:00 pm
Event Categories:: Compliance, Continuing Education
Event Tags:: compliance
Website:: www.finra.org

Organizer

: FINRA Atlanta District Office
: View Organizer Website

Venue

: Hilton North Raleigh Midtown
: 3415 Wake Forest Road
Raleigh, NC 27609 United States + Google Map
: View Venue Website