Effective Date: Amendments to Require Firms to Report Transactions in TRACE-Eligible Securities As Soon As Practicable

The SEC approved amendments to the Trade Reporting and Compliance Engine (TRACE) rules to codify that firms are required to report transactions in TRACE-eligible securities that are subject to dissemination as soon as practicable following the time of execution of the transaction. The amendment will become effective on November 30, 2015.The amended rule text is available in the online FINRA Manual.

For the full text of Regulatory Notice 15-41, click here.