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Effective Date of Web-based Delivery of the Regulatory Element of CE

Name: Effective Date of Web-based Delivery of the Regulatory Element of CE
Start: 2015-10-01T00:00:00-05:00
End: 2015-10-01T23:59:59-05:00

October 1, 2015

As of October 1, 2015, amendments to FINRA rules to provide a Web-based delivery method for completing the Regulatory Element of the Continuing Education (CE) requirements are effective.

For more information, see FINRA Regulatory Notice 15-28

Details

Date:: October 1, 2015
Event Categories:: Continuing Education, Regulatory Notice
Event Tags:: FINRA Rule 1250, Regulatory Element, Regulatory Notice 15-28

Organizer

: FINRA
: View Organizer Website