Loading Events

« All Events

  • This event has passed.

FINRA District 7 Atlanta – District Compliance Events

May 31, 2017 @ 9:00 am - 1:30 pm

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.

Date Event Location & Venue Fees Registration

May 31, 2017

9 a.m. – 1:30 p.m.

Half-Day Compliance Boot Camp

Charlotte, NC

Charlotte Convention Center
(Room 211/212)
501 South College Street
Charlotte, NC 28202

$195 View More Information and
Register
Topics:

  • Variable Annuities
  • Branch Office Inspections

 

Details

Date:
May 31, 2017
Time:
9:00 am - 1:30 pm
Event Categories:
,
Event Tags:
, ,
Website:
www.finra.org

Organizer

FINRA Atlanta District Office
View Organizer Website

Venue

Charlotte Convention Center
501 S. College Street
Charlotte, NC 28202 United States
+ Google Map
Phone
704-339-6000
Copyright© 2024 The LeGaye Law Firm P.C.