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FINRA Fixed Income Conference
March 10, 2015
www.finra.org/web/groups/industry/@ip/@edu/documents/education/p602223.pdf
Please use the link above for more information.
Fixed Income Conference
March 10, 2015
New York, NY
FINRA’s Fixed Income Conference addresses current impacts on the fixed income markets and how regulators and firms are responding. Topics include:
- fixed income-related examination and enforcement update;
- risk management for institutional firms;
- fixed income compliance practices for retail firms;
- municipal securities;
- fixed income market structure: pre- and post-trade disclosures; and
- TRACE update.
The Honorable Daniel M. Gallagher, Commissioner of the U.S. Securities and Exchange Commission, will deliver this year’s keynote address.
Visit www.finra.org/conferences/fixedincome to register and view the online brochure.