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FINRA Half-Day Compliance Boot Camps – District 10 New York
May 14, 2018 @ 10:30 am - 2:30 pm
District 10 Half Day Compliance Boot Camp
FINRA’s Compliance Boot Camps provide a broad view of essential compliance concepts. Through a combination of self-study and classroom training, participants gain valuable insights on compliance activities for immediate application to the workplace.
May 14, 2018
10:30 a.m. – 2:30 p.m.
FINRA District Office
Brookfield Place
200 Liberty Street
New York, NY 10281
(212) 858-4000
Topics
- Social Media
- Effective Practices for Working With Senior Investors