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FINRA Post-Dated Submissions
November 1, 2018
«
MSRB Rule A·14 (Annual Fee)
SEC Request for Comments: Amendments to Rules for Nationally Recognized Statistical Rating Organizations
»
Firms may begin to submit post-dated Forms BDW and ADV-W, which must be dated 12/31/18.
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Date:
November 1, 2018
Event Category:
Registration & Licensing
Event Tags:
Renewal
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