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Full Payment of Final Renewal Due
January 10, 2014
Beginning November 11,2013, Preliminary Renewal Statements are available for viewing and printing on Web CRD/IARD.
FINRA advises FINRA-registered firms that failure to remit full payment of their Preliminary Renewal Statements to FINRA by December 13, 2013, may cause the firm to become ineligible to do business in the jurisdictions where it is registered, effective January 1, 2014. FINRA-registered firms will also be subject to a late fee if payment is not received by this deadline.