Calendar of Events

M Mon

T Tue

W Wed

T Thu

F Fri

S Sat

S Sun

0 events,

1 event,

1 event,

Regulatory Notice: Effective Date for Changes to Qualification Examination Fees

0 events,

1 event,

0 events,

0 events,

0 events,

1 event,

SIFMA: Private Client Conference 2015

2 events,

Meeting of the Securities and Exchange Commission Investor Advisory Committee

NSCP: 2015 Regional Conference – St. Louis, MO

2 events,

FINRA Regulatory Notice 15-04 Fixed Income Price Dessimination

0 events,

0 events,

0 events,

0 events,

0 events,

1 event,

Tennessee Professional Privilege Tax Invoices

0 events,

0 events,

0 events,

0 events,

1 event,

-

NSCP: Free Webinar-Mitigate Your Liability by Leveraging Automation in Your Compliance Program

0 events,

0 events,

0 events,

0 events,

0 events,

0 events,

1 event,

NSCP: 2015 Regional Conference – New York, NY

0 events,

0 events,

2 events,

FINRA Testimony Before the Subcommittee on Capital Markets and Government Sponsored Enterprises Committee on Financial Services

0 events,

0 events,

Copyright© 2024 The LeGaye Law Firm P.C.