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3 events,

Supplementary Inventory Schedule Reporting period end date of 06-30-2018

Supplementary Inventory Schedule Reporting period end date of 06-30-2018

Quarterly SSOI Supplemental FOCUS Information (Quarter ending 06/30/2018)

Quarterly SSOI Supplemental FOCUS Information (Quarter ending 06/30/2018)

Annual Audit Filing Due Date (Period Ending 5/31/2018)

Annual Audit Filing Due Date (Period Ending 5/31/2018)

2 events,

MSRB Rule G-37 Quarterly Reporting Deadline – Q2 2018

MSRB Rule G-37 Quarterly Reporting Deadline – Q2 2018

SIPC Assessments (Year ending 06/30/2018) SIPC 6

SIPC Assessments (Year ending 06/30/2018) SIPC 6

1 event,

Form OBS Quarterly filing due for Q2 2018

Form OBS Quarterly filing due for Q2 2018

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1 event,

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1 event,

FINRA 2018 Fixed Income Conference

FINRA 2018 Fixed Income Conference

0 events,

2 events,

Monthly & Fifth FOCUS Part II/IIA Filings (Month ending 7/31/2018)

Monthly & Fifth FOCUS Part II/IIA Filings (Month ending 7/31/2018)

0 events,

0 events,

0 events,

0 events,

2 events,

Supplementary Inventory Schedule Reporting period end date of 07-31-2018

Supplementary Inventory Schedule Reporting period end date of 07-31-2018

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FINRA Half-Day Compliance Boot Camp District 8 – Southfield Detroit

1 event,

Annual Audit Filing Due Date (Period Ending 6/30/2018)

Annual Audit Filing Due Date (Period Ending 6/30/2018)

0 events,

2 events,

Outside Business Activities Review

Outside Business Activities Review

0 events,

0 events,

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