Tel: 281.367.2454
Menu
Skip to content
Home
Directory
Practice Areas
Broker Dealer Counsel
Risk Assessments
Anti-Money Laundering
Written Policies
Financial Industry Contracts
Client Disclosure Documents
Regulatory Inquiries
Financial Services
Distribution and Due Diligence
Ongoing Compliance Services
Investment Adviser Counsel
RIA Registration
Risk Assessments
Regulatory Inquiries
Other Services
Contracts and Agreements
Written Policies
Client Disclosure Documents
Corporate Organization
Resources
Compliance Resources
November Compliance Calendar
Resource Forms and Documents
News/Commentary
Legal Alerts
Comment Letters
Presentations
White Papers
Press & Media
Contact Us
Email Us
Make a Payment
Tel: 281.367.2454
Search for:
« All Events
This event has passed.
New Year’s Eve – FINRA Holiday (3 p.m. early close)
December 31, 2018 @ 3:00 pm
-
5:00 pm
«
Review and update Firm Element Continuing Education Plan
New Year’s Day – FINRA Holiday
»
Add to calendar
Google Calendar
iCalendar
Outlook 365
Outlook Live
Details
Date:
December 31, 2018
Time:
3:00 pm - 5:00 pm
Event Category:
FINRA Holiday
Copyright© 2024 The LeGaye Law Firm P.C.