- This event has passed.
Outside Brokerage Account Review (FINRA Rule 3270)
September 14, 2018 @ 8:00 am - 5:00 pm
The firm should complete the review of the outside brokerage accounts of all associated persons for the prior month.
http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=3728