Phone-In Workshop: TRACE Reporting of Transactions in U.S. Treasury Securities

FINRA’s Transparency Services Department is hosting the third and final installment in its TRACE Reporting of Transactions in U.S. Treasury securities phone-in workshop series. During this one, FINRA staff review relevant rules and regulations, and discuss testing and other relevant technical information. Questions from participants will be accepted in advance or during the presentation via email only. Please email all questions to tracefeedback@finra.org.

FINRA is hosting this series of free phone-in workshops to assist firms with planning for the requirement of reporting transactions in U.S. Treasury Securities to FINRA via the Trade Reporting and Compliance Engine (TRACE)—a requirement that goes into effect July 10, 2017. You can visit FINRA’s website to view an on-demand recording of the April 6 workshop. Register for the Phone-In Workshop