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Quarterly Form Custody Filing Due Q4 2016
January 26, 2017
«
Quarterly FOCUS Part llA Filings (Quarter ending 12/31/2016)
FINRA Contact System Due Date
»
Firms are required to file Form Custody pursuant to SEA Rule 17a-5(a)(5).
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Details
Date:
January 26, 2017
Event Category:
Regulatory Financial
Event Tags:
Financial & Operational Rules
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