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Quarterly SSOI Supplemental FOCUS Information (Quarter ending 12/31/2018)

Name: Quarterly SSOI Supplemental FOCUS Information (Quarter ending 12/31/2018)
Start: 2019-01-30T00:00:00-06:00
End: 2019-01-30T23:59:59-06:00

January 30, 2019

FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

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Details

Date:: January 30, 2019
Event Category:: Regulatory Financial
Event Tags:: FINRA Rule 4524
Website:: www.finra.org