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SIFMA Compliance & Legal Society Charlotte Regional Seminar
September 30, 2013
We cordially invite you to attend the SIFMA Compliance & Legal Society Charlotte Regional Seminar to be held at The Ritz-Carlton on September 30th, 2013. This one day seminar will feature presentations by leading securities regulators and industry professionals.
Topics Include:
- Hot Topics In Securities Enforcement
- Cybersecurity
- Compliance Framework for Bank Supervision
- Investment Advisers – New Issues and Challenges
- The Evolving Role of Compliance
- AML and FCPA
Registration Information:
Industry members – $ 150
Counsel members – $ 250
Special members – $ 250
Non-member firms – $ 450
Regulators – FREE
**Early Bird Rates to End on September 6th
Not a Member?
Click Register Now and sign up for membership and the seminar at the same time.
Contact Information
Registration
Rachel Jackson (212.313.1230)
Sponsorship
Diana Serri (212.313.1258)