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SIFMA Event: New CFTC Voice Recording & Recordkeeping Rules
January 28, 2014
The CFTC Recordkeeping rules came into effect earlier this year. Hear from industry experts on what you need to know to ensure your firm is in compliance. Topics include:
- CFTC Voice Recording and Recordkeeping Requirements including mobile recording, searchability, and privacy concerns.
- Trade Reconstruction and Recordkeeping, including, streaming quotes retention, execution information and rules for recordkeeping of SEF executed trades.
Registration questions? Contact Lisette Rios
Sponsorship questions? Contact Diana Serri
Program questions? Contact Melissa MacGregor