2019 FINRA Small Firm Conference
The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm issues with FINRA senior staff. Agenda Please check this website frequently for updates—the conference agenda will be available at a later date. Location Fairmont Miramar Hotel & Bungalows, … Continue reading 2019 FINRA Small Firm Conference