FINRA Rule 2232

FINRA Issues Guidance on the Enhanced Confirmation Disclosure Requirements in Rule 2232 for Corporate and Agency Debt Securities FINRA recently adopted enhanced confirmation disclosure requirements for corporate and agency debt securities.  Beginning May 14, 2018, members will be subject to the new requirements, set out in Rule 2232, concerning confirmation disclosure of mark-ups and mark-downs, time … Continue reading Enhanced Disclosures planned for FINRA Rule 2232 →