Effective Date: Amendments to FINRA Rule 2340 Regarding DPP and Unlisted REIT Securities
The SEC amendments to NASD Rule 2340 (Customer Account Statements) become effective on April 11, 2016. The amendments modify the requirements relating to the inclusion of per share estimated values for direct … Continue reading Effective Date: Amendments to FINRA Rule 2340 Regarding DPP and Unlisted REIT Securities