Tag Archives: Section 408(b)(2)

ERISA Section 408(b)(2) Fee Disclosures Due 6/30/2012

June 22, 2012Legal AlertsDOL, ERISA, Section 408(b)(2)Daniel LeGaye

ERISA Section 408(b)(2) Fee Disclosures Are Due 6/30/2012 ERISA Section 408(b)(2) This is a reminder that all covered service providers to ERISA qualified plans (“ERISA Plan”) are required to deliver a fee … Continue reading ERISA Section 408(b)(2) Fee Disclosures Due 6/30/2012 →

DOL Imposes Disclosure Obligations

November 12, 2010Legal AlertsDOL, ERISA, Fiduciary Rule, Section 408(b)(2)Daniel LeGaye

Department of Labor Imposes Significant Disclosure Obligations On Broker-Dealers and Investment Advisers The Department of Labor (“DOL”) recently issued interim final regulations under Section 408(b)(2) (the “Rule”) of … Continue reading DOL Imposes Disclosure Obligations →