The Municipal Securities Rulemaking Board (“MSRB”) is seeking comments from regulated entities and other stakeholders about draft answers to frequently asked questions (“FAQs”) addressing the use of social media in … Continue reading MSRB Seeks Comments on the Use of Social Media
SIFMA’s Social Media Seminar is the leading forum for Business, Marketing and Compliance professionals in Wealth Management to explore how to maximize the use of social media platforms while adhering … Continue reading SIFMA Social Media and Digital Marketing Seminar
In light of trends in emerging technologies and communications innovations, FINRA has issued new guidance regarding the application of FINRA rules governing communications with the public to social media and … Continue reading FINRA Issues New Guidance on Social Media and Digital Communications